The Global Trade Repository (GTR) MiFID/R Approved Reporting Mechanism (ARM) service is targeted to be launched by Q1 2026, subject to regulatory approval New York/London/Hong Kong/Singapore/Sydney, ...
This article was written by Jason Waight, Head of Regulatory Reporting at Bloomberg and is reproduced from the Canadian Forum for Financial Markets. To prepare market participants, Bloomberg brought ...
Infinox Capital has been fined £99,000 by the watchdog for failing to submit 46,000 transaction reports between 1 October 2022 and 31 March 2023. The UK Financial Conduct Authority (FCA) has served ...